[Expertking330]

E

Expertking330
PARTICIPANT
April 17, 2025 at 8:35 am

OP has added on another comment that he received an email on blackout on 23 March. So, for this company specifically, I have assumed it is for all employees, not just designated persons.

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[Expertking330]

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Expertking330
PARTICIPANT
April 17, 2025 at 8:10 am

No, for most companies the blackout rules apply for all employees and irrespective of the number of shares traded.

The best course of action is to contact Compliance team, share the details, and take a refresher compliance course, if Compliance views it as a genuine case of oversight. If they want to go a bit stringent, they could gouge the profits from the said transaction.

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